# Alpha–beta pruning

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**Alpha–beta pruning** is a search algorithm that seeks to decrease the number of nodes that are evaluated by the minimax algorithm in its search tree. It is an adversarial search algorithm used commonly for machine playing of two-player games (Tic-tac-toe, Chess, Go, etc.). It stops evaluating a move when at least one possibility has been found that proves the move to be worse than a previously examined move. Such moves need not be evaluated further. When applied to a standard minimax tree, it returns the same move as minimax would, but prunes away branches that cannot possibly influence the final decision.^{[1]}

## Contents

## History[edit]

Allen Newell and Herbert A. Simon who used what John McCarthy calls an "approximation"^{[2]} in 1958 wrote that alpha–beta "appears to have been reinvented a number of times".^{[3]} Arthur Samuel had an early version for a checkers simulation. Richards, Timothy Hart, Michael Levin and/or Daniel Edwards also invented alpha–beta independently in the United States.^{[4]} McCarthy proposed similar ideas during the Dartmouth workshop in 1956 and suggested it to a group of his students including Alan Kotok at MIT in 1961.^{[5]} Alexander Brudno independently conceived the alpha–beta algorithm, publishing his results in 1963.^{[6]} Donald Knuth and Ronald W. Moore refined the algorithm in 1975^{[7]}^{[8]}. Judea Pearl proved its optimality for trees with randomly assigned leaf values in terms of the expected running time in two papers.^{[9]}^{[10]} The optimality of the randomized version of alpha-beta was shown by Michael Saks and Avi Wigderson in 1986.^{[11]}

## Core idea[edit]

The algorithm maintains two values, alpha and beta, which represent the minimum score that the maximizing player is assured of and the maximum score that the minimizing player is assured of respectively. Initially, alpha is negative infinity and beta is positive infinity, i.e. both players start with their worst possible score. Whenever the maximum score that the minimizing player (i.e. the "beta" player) is assured of becomes less than the minimum score that the maximizing player (i.e., the "alpha" player) is assured of (i.e. beta ≤ alpha), the maximizing player need not consider further descendants of this node, as they will never be reached in the actual play.

## Improvements over naive minimax[edit]

The benefit of alpha–beta pruning lies in the fact that branches of the search tree can be eliminated. This way, the search time can be limited to the 'more promising' subtree, and a deeper search can be performed in the same time. Like its predecessor, it belongs to the branch and bound class of algorithms. The optimization reduces the effective depth to slightly more than half that of simple minimax if the nodes are evaluated in an optimal or near optimal order (best choice for side on move ordered first at each node).

With an (average or constant) branching factor of *b*, and a search depth of *d* plies, the maximum number of leaf node positions evaluated (when the move ordering is pessimal) is *O*(*b*×*b*×...×*b*) = *O*(*b*^{d}) – the same as a simple minimax search. If the move ordering for the search is optimal (meaning the best moves are always searched first), the number of leaf node positions evaluated is about *O*(*b*×1×*b*×1×...×*b*) for odd depth and *O*(*b*×1×*b*×1×...×1) for even depth, or . In the latter case, where the ply of a search is even, the effective branching factor is reduced to its square root, or, equivalently, the search can go twice as deep with the same amount of computation.^{[12]} The explanation of *b*×1×*b*×1×... is that all the first player's moves must be studied to find the best one, but for each, only the best second player's move is needed to refute all but the first (and best) first player move—alpha–beta ensures no other second player moves need be considered. When nodes are considered in a random order (i.e., the algorithm randomizes), asymptotically,
the expected number of nodes evaluated in uniform trees with binary leaf-values is
.^{[11]}
For the same trees, when the values are assigned to the leaf values independently of each other and say zero and one are both equally probable, the expected number of nodes evaluated is , which is much smaller than the work done by the randomized algorithm, mentioned above, and is again optimal for such random trees.^{[9]} When the leaf values are chosen independently of each other but from the interval uniformly at random, the expected number of nodes evaluated increases to in the limit^{[10]}, which is again optimal for these kind random trees. Note that the actual work for "small" values of is better approximated using .^{[10]}^{[9]}

Normally during alpha–beta, the subtrees are temporarily dominated by either a first player advantage (when many first player moves are good, and at each search depth the first move checked by the first player is adequate, but all second player responses are required to try to find a refutation), or vice versa. This advantage can switch sides many times during the search if the move ordering is incorrect, each time leading to inefficiency. As the number of positions searched decreases exponentially each move nearer the current position, it is worth spending considerable effort on sorting early moves. An improved sort at any depth will exponentially reduce the total number of positions searched, but sorting all positions at depths near the root node is relatively cheap as there are so few of them. In practice, the move ordering is often determined by the results of earlier, smaller searches, such as through iterative deepening.

Additionally, this algorithm can be trivially modified to return an entire principal variation in addition to the score. Some more aggressive algorithms such as MTD(f) do not easily permit such a modification.

## Pseudocode[edit]

The pseudo-code for depth limited minimax with alpha-beta pruning is as follows:^{[12]}

functionalphabeta(node, depth, α, β, maximizingPlayer)isifdepth = 0ornode is a terminal nodethenreturnthe heuristic value of nodeifmaximizingPlayerthenvalue := −∞for eachchild of nodedovalue := max(value, alphabeta(child, depth − 1, α, β, FALSE)) α := max(α, value)ifα ≥ βthenbreak(* β cut-off *)returnvalueelsevalue := +∞for eachchild of nodedovalue := min(value, alphabeta(child, depth − 1, α, β, TRUE)) β := min(β, value)ifα ≥ βthenbreak(* α cut-off *)returnvalue

(* Initial call *)alphabeta(origin, depth, −∞, +∞, TRUE)

Implementations of alpha-beta pruning can often be delineated by whether they are "fail-soft," or "fail-hard". The pseudo-code illustrates the fail-soft variation. With fail-soft alpha-beta, the alphabeta function may return values (v) that exceed (v < α or v > β) the α and β bounds set by its function call arguments. In comparison, fail-hard alpha-beta limits its function return value into the inclusive range of α and β.

## Heuristic improvements[edit]

Further improvement can be achieved without sacrificing accuracy by using ordering heuristics to search earlier parts of the tree that are likely to force alpha–beta cutoffs. For example, in chess, moves that capture pieces may be examined before moves that do not, and moves that have scored highly in earlier passes through the game-tree analysis may be evaluated before others. Another common, and very cheap, heuristic is the killer heuristic, where the last move that caused a beta-cutoff at the same tree level in the tree search is always examined first. This idea can also be generalized into a set of refutation tables.

Alpha–beta search can be made even faster by considering only a narrow search window (generally determined by guesswork based on experience). This is known as *aspiration search*. In the extreme case, the search is performed with alpha and beta equal; a technique known as *zero-window search*, *null-window search*, or *scout search*. This is particularly useful for win/loss searches near the end of a game where the extra depth gained from the narrow window and a simple win/loss evaluation function may lead to a conclusive result. If an aspiration search fails, it is straightforward to detect whether it failed *high* (high edge of window was too low) or *low* (lower edge of window was too high). This gives information about what window values might be useful in a re-search of the position.

Over time, other improvements have been suggested, and indeed the Falphabeta (fail-soft alpha-beta) idea of John Fishburn is nearly universal and is already incorporated above in a slightly modified form. Fishburn also suggested a combination of the killer heuristic and zero-window search under the name Lalphabeta ("last move with minimal window alpha-beta search").

## Example implementation[edit]

Stockfish (chess) is a C++ open source chess program that implements the alpha-beta pruning algorithm. Stockfish is a mature implementation that is rated as one of the strongest chess engines available today, and it won the Top Chess Engine Championship in 2016 and 2018.^{[13]}^{[14]}^{[15]}

## Other algorithms[edit]

Since the minimax algorithm and its variants are inherently depth-first, a strategy such as iterative deepening is usually used in conjunction with alpha–beta so that a reasonably good move can be returned even if the algorithm is interrupted before it has finished execution. Another advantage of using iterative deepening is that searches at shallower depths give move-ordering hints, as well as shallow alpha and beta estimates, that both can help produce cutoffs for higher depth searches much earlier than would otherwise be possible.

Algorithms like SSS*, on the other hand, use the best-first strategy. This can potentially make them more time-efficient, but typically at a heavy cost in space-efficiency.^{[16]}

## See also[edit]

- Minimax
- Expectiminimax
- Negamax
- Pruning (algorithm)
- Branch and bound
- Combinatorial optimization
- Principal variation search
- Transposition table

## References[edit]

**^**Russell, Stuart J.; Norvig, Peter (2010).*Artificial Intelligence: A Modern Approach*(3rd ed.). Upper Saddle River, New Jersey: Pearson Education, Inc. p. 167. ISBN 0-13-604259-7.**^**McCarthy, John (27 November 2006). "Human Level AI Is Harder Than It Seemed in 1955". Retrieved 2006-12-20.**^**Newell, Allen; Herbert A. Simon (March 1976). "Computer Science as Empirical Inquiry: Symbols and Search" (PDF).*Communications of the ACM*.**19**(3): 113. doi:10.1145/360018.360022. Archived from the original (PDF) on 2007-06-28. Retrieved 2006-12-21.**^**Edwards, D.J.; Hart, T.P. (4 December 1961). "The Alpha–beta Heuristic (AIM-030)". Massachusetts Institute of Technology. Retrieved 2006-12-21.**^**Kotok, Alan (3 December 2004). "MIT Artificial Intelligence Memo 41". Retrieved 2006-07-01.**^**Marsland, T.A. (May 1987). "Computer Chess Methods (PDF) from Encyclopedia of Artificial Intelligence. S. Shapiro (editor)" (PDF). J. Wiley & Sons. pp. 159–171. Archived from the original (PDF) on October 30, 2008. Retrieved 2006-12-21.**^**Knuth, D. E.; Moore, R. W. (1975). "An Analysis of Alpha–Beta Pruning" (PDF).*Artificial Intelligence*.**6**(4): 293–326. doi:10.1016/0004-3702(75)90019-3.^{[permanent dead link]}- Reprinted as Chapter 9 in Knuth, Donald E. (2000).
*Selected Papers on Analysis of Algorithms*. Stanford, California: Center for the Study of Language and Information – CSLI Lecture Notes, no. 102. ISBN 1-57586-212-3. OCLC 222512366. Retrieved 2016-03-13.

- Reprinted as Chapter 9 in Knuth, Donald E. (2000).

**^**Abramson, Bruce (June 1989). "Control Strategies for Two-Player Games".*ACM Computing Surveys*.**21**(2): 137. doi:10.1145/66443.66444. Archived from the original on August 20, 2008. Retrieved 2008-08-20.- ^
^{a}^{b}^{c}Pearl, Judea (1980). "Asymptotic Properties of Minimax Trees and Game-Searching Procedures".*Artificial Intelligence*.**14**(2): 113–138. doi:10.1016/0004-3702(80)90037-5. - ^
^{a}^{b}^{c}Pearl, Judea (1982). "The Solution for the Branching Factor of the Alpha-Beta Pruning Algorithm and Its Optimality".*Communications of the ACM*.**25**(8): 559–64. doi:10.1145/358589.358616. - ^
^{a}^{b}Saks, M.; Wigderson, A. (1986). "Probabilistic Boolean Decision Trees and the Complexity of Evaluating Game Trees".*27th Annual Symposium on Foundations of Computer Science*. pp. 29–38. doi:10.1109/SFCS.1986.44. - ^
^{a}^{b}Russell, Stuart J.; Norvig, Peter (2003),*Artificial Intelligence: A Modern Approach*(2nd ed.), Upper Saddle River, New Jersey: Prentice Hall, ISBN 0-13-790395-2 **^**"IPON Rating List". 6 June 2014. Archived from the original on 29 May 2014. Retrieved 31 October 2018.**^**"Stockfish is the TCEC Season 9 Grand Champion".*Chessdom*. Retrieved 31 October 2018.**^**"Stockfish convincingly wins TCEC Season 11".*Chessdom*. Retrieved 31 October 2018.**^**Pearl, Judea; Korf, Richard (1987), "Search techniques",*Annual Review of Computer Science*,**2**: 451–467, doi:10.1146/annurev.cs.02.060187.002315,Like its A* counterpart for single-player games, SSS* is optimal in terms of the average number of nodes examined; but its superior pruning power is more than offset by the substantial storage space and bookkeeping required.

## Bibliography[edit]

- George T. Heineman; Gary Pollice; Stanley Selkow (2008). "Chapter 7: Path Finding in AI".
*Algorithms in a Nutshell*. Oreilly Media. pp. 217–223. ISBN 978-0-596-51624-6. - Judea Pearl,
*Heuristics*, Addison-Wesley, 1984 - John P. Fishburn (1984). "Appendix A: Some Optimizations of α-β Search".
*Analysis of Speedup in Distributed Algorithms (revision of 1981 PhD thesis)*. UMI Research Press. pp. 107–111. ISBN 0-8357-1527-2.